RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• A••• G•••••
- M•••••• W••••• M••••••••• other currentsince Apr 29, 2025 · O'Fallon, Mo
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 16, 2015 to Nov 24, 2021 · Clayton, Mo
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 27, 2014 to Dec 2, 2014 · Clayton, Ms
- S••••••••• A•••••• A•••••••• I••• formerOct 22, 2010 to Dec 18, 2013 · Weldon Spring, Mo
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Oct 25, 2010 · St. Louis, Mo
- N•••••• I••••••••• I••• unclassifiedSep 4, 2007 to Nov 13, 2009 · St. Louis, Mo
- W•••••• • R••• formerDec 7, 2005 to Jun 13, 2007 · Edmond, Ok
- C••••• I••••••••• A••••••• L•• to M•••••• W••••• M•••••••••left Nov 24, 2021, registered Apr 29, 2025 (1252 days) · Other
- S••••••••• A•••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Dec 18, 2013, registered Feb 27, 2014 (71 days) · Other
- P•• W••••• M••••••••• to S••••••••• A•••••• A•••••••• I•••left Oct 25, 2010, registered Oct 22, 2010 (-3 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to N•••••• I••••••••• I•••left Jun 13, 2007, registered Sep 4, 2007 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address