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RIA / WealthAdvisor28 years in industry

BRIAN MATTHEW THOMPSON

Advisor at ROCKWAY WEALTH PARTNERS

URBANDALE, IA

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Search this name across graphsid dfx:ria:81ac76db-499f-5d8d-72ea-9881edf95177

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKWAY WEALTH PARTNERS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 19, 2008
First registration: Oct 28, 2011
Dual registered: no
IAPD individual key: 5068217

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKWAY WEALTH PARTNERS	State registered	Jun 29, 2021	n/a	yes	URBANDALE, IA	Current employment
WEALTH ADVISORS OF IOWA, LLC	Independent wealth	Feb 22, 2020	Aug 4, 2021	no	WEST DES MOINES, IA	Previous registration
ROCKWAY WEALTH PARTNERS	n/a	Jun 28, 2018	Mar 31, 2020	no	URBANDALE, IA\|URBANDALE, IA	Previous registration
BALEFIRE, LLC	Independent wealth	Nov 9, 2015	Jul 25, 2018	no	DALLAS, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 28, 2011	Feb 2, 2016	no	WEST DES MOINES, IA\|DALLAS, TX\|URBANDALE, IA\|WEST DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH ADVISORS OF IOWA, LLC	ROCKWAY WEALTH PARTNERS	Aug 4, 2021	Jun 29, 2021	-36	Firm change after gap	RIA to state RIA
ROCKWAY WEALTH PARTNERS	WEALTH ADVISORS OF IOWA, LLC	Mar 31, 2020	Feb 22, 2020	-38	Firm change after gap	Other
BALEFIRE, LLC	ROCKWAY WEALTH PARTNERS	Jul 25, 2018	Jun 28, 2018	-27	Firm change	Other
LPL FINANCIAL LLC	BALEFIRE, LLC	Feb 2, 2016	Nov 9, 2015	-85	Firm change after gap	Other

Relationships

Registered with (5)

→ ROCKWAY WEALTH PARTNERSRegistered adviserregistration: current employment
Jun 29, 2021 to presentfactForm ADV
→ WEALTH ADVISORS OF IOWA, LLCRegistered adviserregistration: previous registration
Feb 22, 2020 to Aug 4, 2021factForm ADV
→ ROCKWAY WEALTH PARTNERSRegistered adviserregistration: previous registration
Jun 28, 2018 to Mar 31, 2020factForm ADV
→ BALEFIRE, LLCRegistered adviserregistration: previous registration
Nov 9, 2015 to Jul 25, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 28, 2011 to Feb 2, 2016factForm ADV

Dated events

No dated event names this entity yet.