RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• T•••••••
- Professional profile
- linkedin.com/in/brian-m-thompson-c-k-p-cpfa-10b744111reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•••••• W••••• P••••••• state registered currentsince Jun 29, 2021 · Urbandale, Ia
- W••••• A••••••• O• I•••• L•• independent RIAFeb 22, 2020 to Aug 4, 2021 · West Des Moines, Ia
- R•••••• W••••• P••••••• unclassifiedJun 28, 2018 to Mar 31, 2020 · Urbandale, Ia
- B•••••••• L•• independent RIANov 9, 2015 to Jul 25, 2018 · Dallas, Tx
- L•• F•••••••• L•• BD affiliatedOct 28, 2011 to Feb 2, 2016 · West Des Moines, Ia
- W••••• A••••••• O• I•••• L•• to R•••••• W••••• P•••••••left Aug 4, 2021, registered Jun 29, 2021 (-36 days) · RIA to a state-registered adviser
- R•••••• W••••• P••••••• to W••••• A••••••• O• I•••• L••left Mar 31, 2020, registered Feb 22, 2020 (-38 days) · Other
- B•••••••• L•• to R•••••• W••••• P•••••••left Jul 25, 2018, registered Jun 28, 2018 (-27 days) · Other
- L•• F•••••••• L•• to B•••••••• L••left Feb 2, 2016, registered Nov 9, 2015 (-85 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address