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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BRAD LEE HALLOCK

Advisor at KOVACK ADVISORS, INC.

Colorado Springs, CO | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:81acd375-9099-ce64-994d-839d198ff32b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KOVACK ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 14, 1999
First registration: May 23, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2966122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KOVACK ADVISORS, INC.	Bd affiliated wealth	May 24, 2013	n/a	yes	FT. LAUDERDALE, FL\|Colorado Springs, CO	Current employment
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 18, 2010	May 22, 2013	no	COLORADO SPRINGS, CO	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Sep 23, 2008	Apr 14, 2010	no	MONUMENT, CO	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	May 23, 2003	Jun 14, 2007	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	KOVACK ADVISORS, INC.	May 22, 2013	May 24, 2013	2	Firm change	Other
ADVISORS ASSET MANAGEMENT, INC.	MSI FINANCIAL SERVICES, INC.	Apr 14, 2010	Aug 18, 2010	126	Firm change	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	ADVISORS ASSET MANAGEMENT, INC.	Jun 14, 2007	Sep 23, 2008	467	Firm change after gap	Other

Relationships

Registered with (4)

→ KOVACK ADVISORS, INC.Registered adviserregistration: current employment
May 24, 2013 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 18, 2010 to May 22, 2013factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 23, 2008 to Apr 14, 2010factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
May 23, 2003 to Jun 14, 2007factForm ADV

Dated events

No dated event names this entity yet.