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Advisor at MARINER INDEPENDENT
Carnegie, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | Independent wealth | Oct 1, 2025 | n/a | yes | Carnegie, PA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 7, 2020 | Oct 2, 2025 | no | WALTHAM, MA|Wexford, PA|Carnegie, PA|Carnegie, PA|Wexford, PA | Previous registration |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Jul 30, 2015 | Sep 3, 2020 | no | CARNEGIE, PA|Carnegie, PA | Previous registration |
| WESBANCO SECURITIES, INC. | Bd affiliated wealth | Apr 17, 2013 | Jul 27, 2015 | no | WHEELING, WV|PITTSBURGH, PA|Canonsburg, PA | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 10, 2012 | Apr 18, 2013 | no | PITTSBURGH, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 8, 2009 | Dec 7, 2012 | no | BRIDGEVILLE, PA|PITTSBURGH, PA|BETHEL PARK, PA|FORT MILL, SC|PITTSBURGH, PA|PITTSBURGH, PA|BRIDGEVILLE, PA|CASTLE SHANNON, PA|PITTSBURGH, PA | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Mar 2, 2009 | Aug 18, 2009 | no | PITTSBURGH, PA|HOUSTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | MARINER INDEPENDENT | Oct 2, 2025 | Oct 1, 2025 | -1 | Firm change | Ibd to RIA |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | COMMONWEALTH FINANCIAL NETWORK | Sep 3, 2020 | Aug 7, 2020 | -27 | Firm change | RIA to ibd |
| WESBANCO SECURITIES, INC. | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Jul 27, 2015 | Jul 30, 2015 | 3 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | WESBANCO SECURITIES, INC. | Apr 18, 2013 | Apr 17, 2013 | -1 | Firm change | Other |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 7, 2012 | Dec 10, 2012 | 3 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | LPL FINANCIAL LLC | Aug 18, 2009 | Sep 8, 2009 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:305418:PA:2025-10-01 | Oct 2, 2025 | Oct 1, 2025 | WEXFORD, PA | Firm change |
| 169045:8032:PA:2020-09-03 | Sep 3, 2020 | Aug 7, 2020 | CARNEGIE, PA | Firm change |