DFX Intelligence

D••••• F••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

D••••• F••••• T•••••

Advisor at V••••••• A•••••••• I•••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:81bf5694-011c-b84e-a77c-b69419c8095c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 30, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	Dec 11, 2025	n/a	yes	COLORADO SPRINGS, CO	Current employment
C••••••••• W••••• M••••••••• I•••	Independent wealth	Jul 27, 2023	Oct 21, 2025	no	Colorado Springs, CO\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• M••••••••• I•••	V••••••• A•••••••• I•••	Oct 21, 2025	Dec 11, 2025	51	Firm change	RIA to ibd
T• R••• P•••• A••••••• S•••••••• I•••	C••••••••• W••••• M••••••••• I•••	Jul 28, 2023	Jul 27, 2023

Relationships

Registered with (4)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ C••••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2023 to Oct 21, 2025factForm ADV
→ T• R••• P•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2017 to Jul 28, 2023factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Oct 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81bf5694-011c-b84e-a77c-b69419c8095c
First observed: Mar 30, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.