DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Fallon Tafoya
Certified Financial Planner
Feed of 09/14/2026
Also filed as Daniel Tafoya
At current firm
0 y
since Dec 11, 2025
In the industry
18 y
since May 30, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Dec 11, 2025 · Colorado Springs, Co
- Confidence Wealth Management, Inc. independent RIAJul 27, 2023 to Oct 21, 2025 · Colorado Springs, Co
- T. Rowe Price Advisory Services, Inc. BD affiliatedNov 2, 2017 to Jul 28, 2023 · Colorado Springs, Co
- Usaa Financial Planning Services formerMar 30, 2011 to Sep 29, 2017 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- Confidence Wealth Management, Inc. to Vanguard Advisers, Inc.left Oct 21, 2025, registered Dec 11, 2025 (51 days) · RIA to affiliated broker-dealer or bank
- T. Rowe Price Advisory Services, Inc. to Confidence Wealth Management, Inc.left Jul 28, 2023, registered Jul 27, 2023 (-1 days) · RIA to RIA
- Usaa Financial Planning Services to T. Rowe Price Advisory Services, Inc.left Sep 29, 2017, registered Nov 2, 2017 (34 days) · Other
Signals
- Daniel Fallon Tafoya left Confidence Wealth Management, Inc. for Vanguard Advisers, Inc. (registered 2025-12-11)Oct 21, 2025 · Advisor changed firm · fact
- Daniel Fallon Tafoya left T. Rowe Price Advisory Services, Inc. for Confidence Wealth Management, Inc. (registered 2023-07-27)Jul 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address