DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

John Douglas Williams

Advisor at U.S. BANCORP ADVISORS, LLC

Rapid City, SD | Gillette, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81d831a2-fa31-7e48-063e-58e3841bc340

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 21, 2000
First registration: Jan 3, 2006
Dual registered: yes, broker-dealer
Other names: J.D. Williams|JD Williams
IAPD individual key: 4128653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Rapid City, SD\|Rapid City, SD\|Gillette, WY	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jul 31, 2019	Feb 13, 2026	no	Rapid City, SD\|Rapid City, SD\|Pierre, SD\|Gillette, WY\|SAINT PAUL, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 1, 2016	Jul 18, 2019	no	STURGIS, SD\|Sturgis, SD\|SALT LAKE CITY, UT\|SPEARFISH, SD\|DEADWOOD, SD\|LEAD, SD\|SPEARFISH, SD\|BELLE FOURCHE, SD	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Nov 29, 2016	no	STURGIS, SD	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Dec 8, 2006	Jan 21, 2014	no	STURGIS, SD\|LARAMIE, WY\|LARAMIE, WY	Previous registration
FINTEGRA, LLC	Former SEC adviser	Jan 3, 2006	Dec 15, 2006	no	LARAMIE, WY\|LARAMIE, WY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	Jul 18, 2019	Jul 31, 2019	13	Firm change	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Nov 29, 2016	Dec 1, 2016	2	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
FINTEGRA, LLC	CETERA INVESTMENT SERVICES LLC	Dec 15, 2006	Dec 8, 2006	-7	Firm change	Other

Relationships

Registered with (6)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 31, 2019 to Feb 13, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 1, 2016 to Jul 18, 2019factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Nov 29, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 8, 2006 to Jan 21, 2014factForm ADV
→ FINTEGRA, LLCRegistered adviserregistration: previous registration
Jan 3, 2006 to Dec 15, 2006factForm ADV

Dated events

No dated event names this entity yet.