DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• D•••••• W•••••••

U••• B•••••• A•••••••• L••BD affiliatedRapid City, Sd dual registrantIAPD 4128653

Feed of 09/14/2026

Also filed as J.D. W•••••••

At current firm

0 y

since Feb 13, 2026

In the industry

26 y

since Jul 21, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Rapid City, Sd
U••• B•••••• I••••••••• I••• former
Jul 31, 2019 to Feb 13, 2026 · Rapid City, Sd
L•• F•••••••• L•• BD affiliated
Dec 1, 2016 to Jul 18, 2019 · Sturgis, Sd
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Nov 29, 2016 · Sturgis, Sd
C••••• I••••••••• S••••••• L•• former
Dec 8, 2006 to Jan 21, 2014 · Sturgis, Sd
F•••••••• L•• former
Jan 3, 2006 to Dec 15, 2006 · Laramie, Wy

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••
left Jul 18, 2019, registered Jul 31, 2019 (13 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Nov 29, 2016, registered Dec 1, 2016 (2 days) · corporate re-registration, not a move
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
F•••••••• L•• to C••••• I••••••••• S••••••• L••
left Dec 15, 2006, registered Dec 8, 2006 (-7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address