DFX Intelligence

P••••••••• P••••••• A•• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P••••••••• P••••••• A•• I•••••••••

STEWART & ASSOCIATES, PLLC, CRD 159486

MISSOULA, MT

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Search this name across graphsid dfx:ria:81e10393-5bf6-293a-2e9f-fdf999d87e46

Data as of Aug 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Apr 30, 2026 to Aug 21, 2026
3 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

2 advisors left C••• P••••••• (Ofallon, MO) for P••••••••• P••••••• A•• I••••••••• on the same day

Dated 2026-08-20 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

P••••••••• P••••••• A•• I••••••••• · destination firm

Advisor Recruiting IntelligenceAug 20, 2026 · seen 7 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $122M••• Locked
Discretionary RAUM: $122M
Private client RAUM: $122Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $61.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H••••• L•••• S•••• C•••	Certified Financial Planner	MISSOULA, MT	0	14	6	no
J••• M•••• T••••	Certified Financial Planner	MISSOULA, MT	0	23	3

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
T••••• J•••• M••••	OWNER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER	E	yes	03/2026	Aug 21, 2026	Aug 21, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$0	$0	2	2	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	2	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$122M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••• P•••••••	2	Aug 20, 2026	Jun 12, 2026	OFALLON, MO	Team lift out	RIA to new firm	3.1%

Relationships

Controls (1)

← T••••• J•••• M••••OwnerOWNER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER, ownership code E, individual
Aug 21, 2026 to presentfactForm ADV

Registered with (4)

← J••• M•••• T••••Advisorregistration: previous registration
Jan 23, 2013 to Aug 22, 2025factForm ADV
← H••••• L•••• S•••• C•••Advisorregistration: current employment
May 27, 2026 to presentfactForm ADV
←

Dated events

Occurred
Aug 20, 2026
Team lift-out
2 advisors left C••• P••••••• (Ofallon, MO) for P••••••••• P••••••• A•• I••••••••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Aug 22, 2025
Advisor changed firm
J••• M•••• T•••• left P••••••••• P••••••• A•• I••••••••• for C••• P••••••• (registered 2025-04-04)
Form ADVobserved 7 days ago
Occurred
Jan 27, 2025
Advisor changed firm
Gage Legare left P••••••••• P••••••• A•• I••••••••• for Brooklyn Fi, Llc (registered 2024-07-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81e10393-5bf6-293a-2e9f-fdf999d87e46
First observed: Apr 30, 2026
Last observed: Aug 21, 2026 32 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.