DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pathfinder Planning And Investments
Legal name Stewart & Associates, Pllc
Latest filing Aug 21, 2026
First filing on the tape Apr 30, 2026 · 3 filings
SEC status approved since May 27, 2026
RAUM
$122M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$122M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$61.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$122M as of Aug 21, 2026
Apr 30, 2026$0 then
HNW client RAUM: $113M
State-registered IARs (5.B.3)2 as of Aug 21, 2026
Apr 30, 20262 then
Employees (5.A)2 as of Aug 21, 2026
Apr 30, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $61.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $326,261derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$113M93%
- Individuals$8.7M7.1%
- Charitable organizations$245,6870.2%
- Individual clients
- 18reported
- HNW clients
- 60reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 375reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Hannah Lynne Santa CruzCertified Financial Planner | Missoula, Mt | May 27, 2026 | 14 y | 6 |
| Jill Marie TrippCertified Financial Planner | Missoula, Mt | Jun 12, 2026 | 23 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Jill Marie Tripp to Core PlanningAug 22, 2025 · Other
- Gage Legare to Brooklyn Fi, LLCJan 27, 2025 · Other
- Troy Dillon Chrane to Tci Wealth Advisors, Inc.Nov 25, 2019 · Other
Joined, latest
- Jill Marie Tripp from Core PlanningJun 12, 2026 · RIA to a newly registered adviser
- Hannah Lynne Santa Cruz from Core PlanningMay 27, 2026 · RIA to a newly registered adviser
- Jill Marie Tripp from F. Stewart & Associates, P.C.Jan 23, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Core PlanningAug 20, 2026 · Ofallon, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Marie Jill Tripp · Owner, Chief Compliance Officer, And Managing Membercontrolsince 03/2026 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Missoula, Mt · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 375Jul 21, 2026 to Aug 21, 2026
- Charity clients · unset to 1.0Jul 21, 2026 to Aug 21, 2026
- Corporate clients · unset to 0.0Jul 21, 2026 to Aug 21, 2026
- HNW clients · unset to 60.0Jul 21, 2026 to Aug 21, 2026
- Individual clients · unset to 18.0Jul 21, 2026 to Aug 21, 2026
- Pension plan clients · unset to 0.0Jul 21, 2026 to Aug 21, 2026
- Pooled vehicle clients · unset to 0.0Jul 21, 2026 to Aug 21, 2026
- Insurance-licensed employees · 2 to 0Jul 21, 2026 to Aug 21, 2026
- Discretionary RAUM · $0 to $122MJul 21, 2026 to Aug 21, 2026
- HNW RAUM · unset to 113450357.0Jul 21, 2026 to Aug 21, 2026
- Individual RAUM · unset to 8651886.0Jul 21, 2026 to Aug 21, 2026
- Pension RAUM · unset to 0.0Jul 21, 2026 to Aug 21, 2026
- Pooled vehicle RAUM · unset to 0.0Jul 21, 2026 to Aug 21, 2026
- RAUM · $0 to $122MJul 21, 2026 to Aug 21, 2026
Signals
3 dated events
- 2 advisors left Core Planning (Ofallon, MO) for Pathfinder Planning And Investments on the same dayAug 20, 2026 · Team lift-out · derived
- Jill Marie Tripp left Pathfinder Planning And Investments for Core Planning (registered 2025-04-04)Aug 22, 2025 · Advisor changed firm · fact
- Gage Legare left Pathfinder Planning And Investments for Brooklyn Fi, Llc (registered 2024-07-02)Jan 27, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 406-541-3733reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- pathfinderplanmt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 406-541-3733reportedpublic record, Form ADV, Aug 21, 2026
- Contact form
- pathfinderplanmt.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026