RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• C••••
- S•••• F•••••••• S•••••••• L•• state registered currentsince Jan 1, 2026 · Melbourne, Fl
- S••••••••• A•••••• A•••••••• I••• formerDec 7, 2012 to Oct 23, 2013 · Melbourne, Fl
- I•••••••• S••••••• C••••••• I••• formerApr 15, 2005 to Dec 31, 2012 · Suffolk, Va
- L•• F•••••••• L•• BD affiliatedApr 16, 2003 to Mar 21, 2005 · Melbourne, Fl
- M••••• S•••••• D• I••• unclassifiedJul 19, 2002 to Apr 1, 2003 · Indialantic, Fl
- S••••••••• A•••••• A•••••••• I••• to S•••• F•••••••• S•••••••• L••left Oct 23, 2013, registered Jan 1, 2026 (4453 days) · Other
- I•••••••• S••••••• C••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2012, registered Dec 7, 2012 (-24 days) · Other
- L•• F•••••••• L•• to I•••••••• S••••••• C••••••• I•••left Mar 21, 2005, registered Apr 15, 2005 (25 days) · Other
- M••••• S•••••• D• I••• to L•• F•••••••• L••left Apr 1, 2003, registered Apr 16, 2003 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address