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Advisor at FINTECH WEALTH MANAGEMENT, LLC
BELMAR, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINTECH WEALTH MANAGEMENT, LLC | State registered | Feb 12, 2020 | n/a | yes | BELMAR, NJ | Current employment |
| WOODSTOCK WEALTH MANAGEMENT, INC. | Independent wealth | Jun 12, 2018 | Sep 10, 2019 | no | Wall Township, NJ|WOODSTOCK, GA | Previous registration |
| WOODSTOCK FINANCIAL GROUP, INC. | Former SEC adviser | Feb 21, 2018 | Nov 8, 2018 | no | Wall Township, NJ|WOODSTOCK, GA|WOODSTOCK, GA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Sep 21, 2010 | Feb 20, 2018 | no | PRINCETON, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 3, 2005 | Aug 5, 2010 | no | PRINCETON, NJ|PRINCETON, NJ | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 1, 2004 | Oct 11, 2004 | no | VOORHEES, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODSTOCK WEALTH MANAGEMENT, INC. | FINTECH WEALTH MANAGEMENT, LLC | Sep 10, 2019 | Feb 12, 2020 | 155 | Firm change | RIA to state RIA |
| WOODSTOCK FINANCIAL GROUP, INC. | WOODSTOCK WEALTH MANAGEMENT, INC. | Nov 8, 2018 | Jun 12, 2018 | -149 | Channel change | RIA to new firm |
| STRATEGIC ADVISERS LLC | WOODSTOCK FINANCIAL GROUP, INC. | Feb 20, 2018 | Feb 21, 2018 | 1 | Firm change | Other |
| PRUCO SECURITIES, LLC | STRATEGIC ADVISERS LLC | Aug 5, 2010 | Sep 21, 2010 | 47 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | PRUCO SECURITIES, LLC | Oct 11, 2004 | Feb 3, 2005 | 115 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 38095:283472:GA:2018-11-07 | Nov 8, 2018 | Jun 12, 2018 | WOODSTOCK, GA | Firm change after gap |