DFX Intelligence

S••• P•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S••• P•••••• C••••

Advisor at G•••••••• W••••• P•••••••

Melville, NY | PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:824714b3-3186-65c6-3a9e-444a26afbaf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• W••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• W••••• P•••••••	Bd affiliated wealth	Nov 20, 2023	n/a	yes	PALM BEACH GARDENS, FL\|Melville, NY	Current employment
B•••••••• W••••• P•••••••• L••	Former SEC adviser	Sep 5, 2021	Dec 31, 2023	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• W••••• P•••••••• L••	G•••••••• W••••• P•••••••	Dec 31, 2023	Nov 20, 2023	-41	Firm change after gap	RIA to ibd
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Jan 11, 2021	Jul 16, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
299810:250787:NY:2023-12-31	Dec 31, 2023	Nov 20, 2023	NEW YORK, NY	Firm change after gap
7870:111514:NY:2021-01-11	Jan 11, 2021	Jul 16, 2009	HUNTINGTON STATION, NY	Firm change after gap
111514:299810:NY:2020-12-31	Dec 31, 2020	Sep 5, 2021	MELVILLE, NY	Firm change

Relationships

Registered with (4)

→ G•••••••• W••••• P•••••••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ B•••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 5, 2021 to Dec 31, 2023factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2005 to Jan 11, 2021factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
S••• P•••••• C•••• left B•••••••• W••••• P•••••••• L•• for G•••••••• W••••• P••••••• (registered 2023-11-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:824714b3-3186-65c6-3a9e-444a26afbaf9
First observed: Nov 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.