L••••• A•• G•••

Advisor at M•••• • C••••• I••

BOSTON, MA | Jackson, MS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:825a723c-6a14-592a-b9ec-557d469d270c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • C••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • C••••• I••	Bd affiliated wealth	Jul 20, 2026	n/a	yes	Jackson, MS\|BOSTON, MA	Current employment
C•••• • P•••••	Independent wealth	Aug 8, 2016	Jul 29, 2026	no	JACKSON, MS\|JACKSON, MS\|JACKSON, MS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• • P•••••	M•••• • C••••• I••	Jul 29, 2026	Jul 20, 2026	-9	Firm change	RIA to ibd
M••••• S••••••	C•••• • P•••••	Aug 22, 2016	Aug 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
29163:594:MS:2026-07-17	Jul 29, 2026	Jul 20, 2026	JACKSON, MS	Firm change

Relationships

Registered with (4)

→ M•••• • C••••• I••Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ C•••• • P•••••Registered adviserregistration: previous registration
Aug 8, 2016 to Jul 29, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 9, 2013 to Aug 22, 2016factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:825a723c-6a14-592a-b9ec-557d469d270c
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.