DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••••• A•• G•••

M•••• • C••••• I••BD affiliatedBoston, Ma dual registrantIAPD 1531910

Feed of 09/14/2026

Also filed as L••••• Ann Maronde

At current firm

0 y

since Jul 20, 2026

In the industry

33 y

since Apr 15, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• • C••••• I•• BD affiliated current
since Jul 20, 2026 · Jackson, Ms
C•••• • P••••• independent RIA
Aug 8, 2016 to Jul 29, 2026 · Jackson, Ms
M••••• S•••••• wirehouse
Apr 9, 2013 to Aug 22, 2016 · Little Rock, Ar
M••••• S•••••• wirehouse
Jun 1, 2009 to Feb 25, 2013 · Jackson, Ms
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 4, 2007 to Jun 1, 2009 · Jackson, Ms

Moves

a registration end followed by a registration begin elsewhere

C•••• • P••••• to M•••• • C••••• I••
left Jul 29, 2026, registered Jul 20, 2026 (-9 days) · RIA to affiliated broker-dealer or bank · moved with a team
M••••• S•••••• to C•••• • P•••••
left Aug 22, 2016, registered Aug 8, 2016 (-14 days) · Other
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Signals

L••••• A•• G••• left C•••• • P••••• for M•••• • C••••• I•• (registered 2026-07-20)
Jul 29, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address