DFX Intelligence

S•••• W•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

S•••• W•••• W••••••

Advisor at T•••••• S••••• F••••••••• L••

ROUND ROCK, TX

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Search this name across graphsid dfx:ria:825eb9d6-17d4-3ebe-ee0c-28ae49492910

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••• S••••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••• S••••• F••••••••• L••	ST•••_REGISTERED	Mar 29, 2018	n/a	yes	ROUND ROCK, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 27, 2016	Feb 20, 2018	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	T•••••• S••••• F••••••••• L••	Feb 20, 2018	Mar 29, 2018	37	Firm change	IBD_TO_ST•••_RIA
C•••••• S••••• • C••• I•••	A••••••••• F•••••••• S•••••••• L••	Jul 1, 2016	Dec 27, 2016

Relationships

Registered with (5)

→ T•••••• S••••• F••••••••• L••Registered adviserregistration: current employment
Mar 29, 2018 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 27, 2016 to Feb 20, 2018factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 26, 2016 to Jul 1, 2016factForm ADV
→ •••• A•••• M••••••••• A•• ••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:825eb9d6-17d4-3ebe-ee0c-28ae49492910
First observed: Sep 8, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.