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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Daniel Norman Dowd

Advisor at LPL FINANCIAL LLC

WILDWOOD, FL

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Search this name across graphsid dfx:ria:825fd587-3b30-0c9d-80db-2b1c716e9515

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jan 29, 1996
First registration: Apr 7, 2003
Dual registered: yes, broker-dealer
Other names: Dan Dowd
IAPD individual key: 2668264

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	WILDWOOD, FL	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Mar 9, 2023	May 2, 2025	no	Wildwood, FL\|ROCKVILLE, MD	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 17, 2020	Feb 23, 2023	no	LIGHTHOUSE POINT, FL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	May 22, 2019	Jul 17, 2020	no	Lighthouse Point, FL	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Dec 19, 2007	May 20, 2019	no	FT. LAUDERDALE, FL\|Lighthouse Point, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 7, 2003	Jun 15, 2004	no	BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 2, 2025	May 1, 2025	-1	Bulk transfer	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	GROVE POINT ADVISORS, LLC	Feb 23, 2023	Mar 9, 2023	14	Firm change	Ibd to ibd
INVESTACORP ADVISORY SERVICES INC	SECURITIES AMERICA ADVISORS, INC.	Jul 17, 2020	Jul 17, 2020	0	Bulk transfer	Ibd to ibd
KOVACK ADVISORS, INC.	INVESTACORP ADVISORY SERVICES INC	May 20, 2019	May 22, 2019	2	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES, INC.	KOVACK ADVISORS, INC.	Jun 15, 2004	Dec 19, 2007	1,282	Firm change after gap	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 9, 2023 to May 2, 2025factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2020 to Feb 23, 2023factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
May 22, 2019 to Jul 17, 2020factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Dec 19, 2007 to May 20, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 7, 2003 to Jun 15, 2004factForm ADV

Dated events

Occurred
Feb 23, 2023
Advisor changed firm
Daniel Norman Dowd left Securities America Advisors, Inc. for Grove Point Advisors, Llc (registered 2023-03-09)
Form ADVobserved 6 days ago