DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Norman Dowd

LPL Financial LLCBD affiliatedWildwood, Fldual registrantIAPD 2668264

Feed of 09/14/2026

Also filed as Dan Dowd

At current firm

1 y

since May 1, 2025

In the industry

30 y

since Jan 29, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since May 1, 2025 · Wildwood, Fl
Grove Point Advisors, LLC former
Mar 9, 2023 to May 2, 2025 · Wildwood, Fl
Securities America Advisors, Inc. former
Jul 17, 2020 to Feb 23, 2023 · Lighthouse Point, Fl
Investacorp Advisory Services Inc former
May 22, 2019 to Jul 17, 2020 · Lighthouse Point, Fl
Kovack Advisors, Inc. BD affiliated
Dec 19, 2007 to May 20, 2019 · Ft. Lauderdale, Fl
Raymond James Financial Services, Inc. unclassified
Apr 7, 2003 to Jun 15, 2004 · Boca Raton, Fl

Moves

a registration end followed by a registration begin elsewhere

Grove Point Advisors, LLC to LPL Financial LLC
left May 2, 2025, registered May 1, 2025 (-1 days) · corporate re-registration, not a move
Securities America Advisors, Inc. to Grove Point Advisors, LLC
left Feb 23, 2023, registered Mar 9, 2023 (14 days) · Affiliated broker-dealer or bank to another
Investacorp Advisory Services Inc to Securities America Advisors, Inc.
left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
Kovack Advisors, Inc. to Investacorp Advisory Services Inc
left May 20, 2019, registered May 22, 2019 (2 days) · Affiliated broker-dealer or bank to another
Raymond James Financial Services, Inc. to Kovack Advisors, Inc.
left Jun 15, 2004, registered Dec 19, 2007 (1282 days) · Other

Signals

Daniel Norman Dowd left Securities America Advisors, Inc. for Grove Point Advisors, Llc (registered 2023-03-09)
Feb 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address