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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Martin Volin

Advisor at LPL FINANCIAL LLC

DENVER, CO

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Search this name across graphsid dfx:ria:826fd1b3-b33f-d8b5-891f-ef72322d946b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 17, 2002
First registration: Sep 16, 2009
Dual registered: yes, broker-dealer
Other names: MARTY VOLIN|MARTIN MILES VOLIN|MARTIN M VOLIN
IAPD individual key: 2656323

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 12, 2025	n/a	yes	DENVER, CO	Current employment
EDWARD JONES	National bd RIA	Mar 15, 2021	Jun 13, 2025	no	Denver, CO\|ST LOUIS, MO\|DENVER, CO\|GREENWOOD VILLAGE, CO	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Nov 24, 2020	Mar 16, 2021	no	GREENWOOD VILLAGE, CO	Previous registration
FIRST NATIONAL CAPITAL MARKETS, INC.	Former SEC adviser	Nov 10, 2011	Oct 14, 2015	no	OMAHA, NE\|FORT COLLINS, CO	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Sep 1, 2010	Oct 26, 2011	no	NEW YORK, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 16, 2009	Aug 23, 2010	no	NEW YORK, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 16, 2009	Aug 23, 2010	no	New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	LPL FINANCIAL LLC	Jun 13, 2025	Jun 12, 2025	-1	Firm change	Ibd to ibd
EMPOWER ADVISORY GROUP, LLC	EDWARD JONES	Mar 16, 2021	Mar 15, 2021	-1	Firm change	Other
FIRST NATIONAL CAPITAL MARKETS, INC.	EMPOWER ADVISORY GROUP, LLC	Oct 14, 2015	Nov 24, 2020	1,868	Firm change after gap	Other
CLEARBRIDGE INVESTMENTS, LLC	FIRST NATIONAL CAPITAL MARKETS, INC.	Oct 26, 2011	Nov 10, 2011	15	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Aug 23, 2010	Sep 16, 2009	-341	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 23, 2010	Sep 16, 2009	-341	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
250:6413:CO:2025-06-13	Jun 13, 2025	Jun 12, 2025	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 12, 2025 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Mar 15, 2021 to Jun 13, 2025factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Nov 24, 2020 to Mar 16, 2021factForm ADV
→ FIRST NATIONAL CAPITAL MARKETS, INC.Registered adviserregistration: previous registration
Nov 10, 2011 to Oct 14, 2015factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Sep 1, 2010 to Oct 26, 2011factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 16, 2009 to Aug 23, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 16, 2009 to Aug 23, 2010factForm ADV

Dated events

Occurred
Jun 13, 2025
Advisor changed firm
Martin Volin left Edward Jones for Lpl Financial Llc (registered 2025-06-12)
Form ADVobserved 6 days ago