DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Marty Volin
At current firm
1 y
since Jun 12, 2025
In the industry
24 y
since Apr 17, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jun 12, 2025 · Denver, Co
- Edward Jones national BDMar 15, 2021 to Jun 13, 2025 · Denver, Co
- Empower Advisory Group, LLC BD affiliatedNov 24, 2020 to Mar 16, 2021 · Greenwood Village, Co
- First National Capital Markets, Inc. formerNov 10, 2011 to Oct 14, 2015 · Omaha, Ne
- Clearbridge Investments, LLC mixed wealthSep 1, 2010 to Oct 26, 2011 · New York, Ny
- Td Ameritrade Investment Management, LLC formerSep 16, 2009 to Aug 23, 2010 · New York, Ny
- Td Ameritrade, Inc. formerSep 16, 2009 to Aug 23, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to LPL Financial LLCleft Jun 13, 2025, registered Jun 12, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- Empower Advisory Group, LLC to Edward Jonesleft Mar 16, 2021, registered Mar 15, 2021 (-1 days) · Other
- First National Capital Markets, Inc. to Empower Advisory Group, LLCleft Oct 14, 2015, registered Nov 24, 2020 (1868 days) · Other
- Clearbridge Investments, LLC to First National Capital Markets, Inc.left Oct 26, 2011, registered Nov 10, 2011 (15 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Aug 23, 2010, registered Sep 16, 2009 (-341 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Aug 23, 2010, registered Sep 16, 2009 (-341 days) · Other
Signals
- Martin Volin left Edward Jones for Lpl Financial Llc (registered 2025-06-12)Jun 13, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address