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Advisor at SOUTHLAND EQUITY PARTNERS, LLC.
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUTHLAND EQUITY PARTNERS, LLC. | Independent wealth | Jan 22, 2024 | n/a | yes | LEXINGTON, KY | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 6, 2007 | Jul 2, 2020 | no | CHARLOTTESVILLE, VA|LEXINGTON, KY | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 19, 2004 | Dec 7, 2007 | no | LOUISVILLE, KY|LEXINGTON, KY | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 17, 2003 | May 12, 2004 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | SOUTHLAND EQUITY PARTNERS, LLC. | Jul 2, 2020 | Jan 22, 2024 | 1,299 | Firm change after gap | Ibd to RIA |
| VOYA FINANCIAL ADVISORS, INC. | FSC SECURITIES CORPORATION | Dec 7, 2007 | Dec 6, 2007 | -1 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | VOYA FINANCIAL ADVISORS, INC. | May 12, 2004 | May 19, 2004 | 7 | Firm change | Other |