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L••• A• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

L••• A• V••••

Advisor at E•••••••• A•••••••• L••

BELL CANYON, CA | WOODLAND HILLS, CA

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Search this name across graphsid dfx:ria:827f82b8-1c27-2906-0fe0-cf6ac36e9c39

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 9, 2020 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Apr 24, 2026	n/a	yes	BELL CANYON, CA\|WOODLAND HILLS, CA	Current employment
C••••• F••••••••	Independent wealth	Apr 25, 2023	Apr 29, 2026	no	Lenexa, KS\|Los Angeles, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• F••••••••	E•••••••• A•••••••• L••	Apr 29, 2026	Apr 24, 2026	-5	Firm change	RIA to ibd
E••••• J••••	C••••• F••••••••	Apr 13, 2023	Apr 25, 2023

Relationships

Registered with (3)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 24, 2026 to presentfactForm ADV
→ C••••• F••••••••Registered adviserregistration: previous registration
Apr 25, 2023 to Apr 29, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 9, 2020 to Apr 13, 2023factForm ADV

Dated events

Occurred
Apr 29, 2026
Advisor changed firm
L••• A• V•••• left C••••• F•••••••• for E•••••••• A•••••••• L•• (registered 2026-04-24)
Form ADVobserved 7 days ago
Occurred
Apr 13, 2023
Advisor changed firm
L••• A• V•••• left E••••• J•••• for C••••• F•••••••• (registered 2023-04-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:827f82b8-1c27-2906-0fe0-cf6ac36e9c39
First observed: Jun 9, 2020
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.