RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A• V••••
- E•••••••• A•••••••• L•• national BD currentsince Apr 24, 2026 · Bell Canyon, Ca
- C••••• F•••••••• independent RIAApr 25, 2023 to Apr 29, 2026 · Lenexa, Ks
- E••••• J•••• national BDJun 9, 2020 to Apr 13, 2023 · Bell Canyon, Ca
- C••••• F•••••••• to E•••••••• A•••••••• L••left Apr 29, 2026, registered Apr 24, 2026 (-5 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to C••••• F••••••••left Apr 13, 2023, registered Apr 25, 2023 (12 days) · Affiliated broker-dealer or bank to independent RIA
- Lucy A Viado left Copper Financial for Equitable Advisors, Llc (registered 2026-04-24)Apr 29, 2026 · Advisor changed firm · fact
- Lucy A Viado left Edward Jones for Copper Financial (registered 2023-04-25)Apr 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address