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Advisor at WELLS FARGO ADVISORS
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 27, 2026 | n/a | yes | ST. LOUIS, MO | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Oct 28, 2024 | n/a | yes | ST. LOUIS, MO | Current employment |
| MONTICELLO INVESTMENT SERVICES, INC. | Former SEC adviser | Oct 19, 2010 | Mar 25, 2013 | no | NEOSHO, MO | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Feb 17, 2010 | no | SAINT PETERSBURG, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 16, 2007 | Jan 2, 2009 | no | CARTHAGE, MO|JOPLIN, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MONTICELLO INVESTMENT SERVICES, INC. | WELLS FARGO ADVISORS | Mar 25, 2013 | Oct 28, 2024 | 4,235 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MONTICELLO INVESTMENT SERVICES, INC. | Feb 17, 2010 | Oct 19, 2010 | 244 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |