RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Feb 27, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Oct 28, 2024 · St. Louis, Mo
- M••••••••• I••••••••• S•••••••• I••• formerOct 19, 2010 to Mar 25, 2013 · Neosho, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Feb 17, 2010 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 16, 2007 to Jan 2, 2009 · Carthage, Mo
- M••••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 25, 2013, registered Oct 28, 2024 (4235 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to M••••••••• I••••••••• S•••••••• I•••left Feb 17, 2010, registered Oct 19, 2010 (244 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address