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D•••• D••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist|Chartered Financial Analyst21 years in industry

D•••• D••••• R•••••••

Advisor at A••••• F•••••••• A•••••••• L••

Midland, TX

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Search this name across graphsid dfx:ria:829b0bd1-ba27-4528-3128-5792af06cd10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• A•••••••• L••	Independent wealth	Mar 30, 2021	n/a	yes	Midland, TX	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 2, 2018	Mar 2, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A••••• F•••••••• A•••••••• L••	Mar 2, 2021	Mar 30, 2021	28	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 30, 2017

Relationships

Registered with (7)

→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 30, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2018 to Mar 2, 2021factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jul 22, 2015 to Jun 30, 2017factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:829b0bd1-ba27-4528-3128-5792af06cd10
First observed: Apr 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.