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Advisor at CETERA INVESTMENT ADVISERS LLC
CROWN POINT, IN | ORLAND PARK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | CROWN POINT, IN|ORLAND PARK, IL | Current employment |
| OPUS WEALTH MANAGEMENT GROUP | Former SEC adviser | Dec 13, 2016 | Mar 4, 2019 | no | Orland Park, IL|LISLE, IL | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jun 15, 2015 | Nov 10, 2016 | no | ORLAND PARK, IL | Previous registration |
| WADDELL & REED | Former SEC adviser | Jun 7, 2013 | Jun 24, 2015 | no | MOKENA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPUS WEALTH MANAGEMENT GROUP | CETERA INVESTMENT ADVISERS LLC | Mar 4, 2019 | Mar 21, 2024 | 1,844 | Firm change after gap | RIA to ibd |
| MSI FINANCIAL SERVICES, INC. | OPUS WEALTH MANAGEMENT GROUP | Nov 10, 2016 | Dec 13, 2016 | 33 | Firm change | Other |
| WADDELL & REED | MSI FINANCIAL SERVICES, INC. | Jun 24, 2015 | Jun 15, 2015 | -9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 176525:105644:IL:2019-03-04 | Mar 4, 2019 | Mar 21, 2024 | LISLE, IL | Firm change after gap |
| 14251:176525:IL:2016-11-10 | Nov 10, 2016 | Dec 13, 2016 | ORLAND PARK, IL | Firm change |