RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•••••• A•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Crown Point, In
- O••• W••••• M••••••••• G•••• formerDec 13, 2016 to Mar 4, 2019 · Orland Park, Il
- M•• F•••••••• S•••••••• I••• formerJun 15, 2015 to Nov 10, 2016 · Orland Park, Il
- W•••••• • R••• formerJun 7, 2013 to Jun 24, 2015 · Mokena, Il
- O••• W••••• M••••••••• G•••• to C••••• I••••••••• A••••••• L••left Mar 4, 2019, registered Mar 21, 2024 (1844 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M•• F•••••••• S•••••••• I••• to O••• W••••• M••••••••• G••••left Nov 10, 2016, registered Dec 13, 2016 (33 days) · Other · moved with a team
- W•••••• • R••• to M•• F•••••••• S•••••••• I•••left Jun 24, 2015, registered Jun 15, 2015 (-9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address