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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JOHN JOSEPH LUPI

Advisor at EQUITABLE ADVISORS, LLC

COLTS NECK, NJ

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Search this name across graphsid dfx:ria:82bf55a3-a407-068c-6b66-db6b9c394ce8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jun 5, 1987
First registration: Jun 3, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1488114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Aug 20, 2026	n/a	yes	COLTS NECK, NJ	Current employment
STIFEL INDEPENDENT ADVISORS, LLC	Bd affiliated wealth	Jun 13, 2023	Aug 20, 2026	no	ST. LOUIS, MO\|COLTS NECK, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 14, 2012	Jun 16, 2023	no	COLTS NECK, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 3, 2003	Aug 15, 2012	no	COLTS NECK, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 3, 2002	Oct 15, 2003	no	MANALAPAN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL INDEPENDENT ADVISORS, LLC	EQUITABLE ADVISORS, LLC	Aug 20, 2026	Aug 20, 2026	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	STIFEL INDEPENDENT ADVISORS, LLC	Jun 16, 2023	Jun 13, 2023	-3	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 15, 2012	Aug 14, 2012	-1	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 15, 2003	Oct 3, 2003	-12	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Aug 20, 2026 to presentfactForm ADV
→ STIFEL INDEPENDENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 13, 2023 to Aug 20, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 14, 2012 to Jun 16, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 3, 2003 to Aug 15, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 3, 2002 to Oct 15, 2003factForm ADV

Dated events

Occurred
Jun 16, 2023
Advisor changed firm
John Joseph Lupi left Ameriprise Financial Services, Llc for Stifel Independent Advisors, Llc (registered 2023-06-13)
Form ADVobserved 6 days ago