DFX Intelligence

M••• E•••••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M••• E•••••••• D•••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

CHARLOTTE, NC | ALEXIS, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82dde462-192b-1b21-c62d-23603deff903

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 8, 2017	n/a	yes	CHARLOTTE, NC\|ALEXIS, NC	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 22, 2015	Aug 1, 2017	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 1, 2017	Nov 8, 2017	99	Firm change	Ibd to wirehouse
M••••• S••••••	A••••••••• F•••••••• S•••••••• L••	Jul 9, 2015	Jun 22, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:6363:NC:2015-06-30	Jul 9, 2015	Jun 22, 2015	CHARLOTTE, NC	Firm change

Relationships

Registered with (5)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Nov 8, 2017 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 22, 2015 to Aug 1, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jul 9, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82dde462-192b-1b21-c62d-23603deff903
First observed: Jun 25, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.