DFX Intelligence

E•••• G•••• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

E•••• G•••• T••••••••

Advisor at C••••••••• P••••••• A•••• M••••••••• L••

NEW YORK, NY | CLEARWATER, FL

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Search this name across graphsid dfx:ria:8308217e-36e6-5ae8-77a5-5903650faa16

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 28, 1987 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• P••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 28, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• P••••••• A•••• M••••••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	CLEARWATER, FL\|NEW YORK, NY	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Dec 12, 2014	May 29, 2019	no	ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	C••••••••• P••••••• A•••• M••••••••• L••	May 29, 2019	Jan 1, 2025	2,044	Firm change after gap	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	I••••••••• A••••• I••••••••• M••••••••• L••	Nov 19, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
144426:109385:FL:2019-05-29	May 29, 2019	Jan 1, 2025	ORLANDO, FL	Firm change after gap

Relationships

Registered with (3)

→ C••••••••• P••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 12, 2014 to May 29, 2019factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 28, 1987 to Nov 19, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8308217e-36e6-5ae8-77a5-5903650faa16
First observed: Oct 28, 1987
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.