RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C••••••••• P••••••• A•••• M••••••••• L•• independent RIA currentsince Jan 1, 2025 · Clearwater, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedDec 12, 2014 to Dec 31, 2015 · Lithia, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedDec 12, 2014 to May 29, 2019 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 28, 1987 to Nov 19, 2014 · Tampa, Fl
- I••••••••• A••••• I••••••••• M••••••••• L•• to C••••••••• P••••••• A•••• M••••••••• L••left May 29, 2019, registered Jan 1, 2025 (2044 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left Nov 19, 2014, registered Dec 12, 2014 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address