DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
Deer Park, TX | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Nov 17, 2025 | n/a | yes | GREENWOOD VILLAGE, CO|Deer Park, TX | Current employment |
| C•••••• O•• A•••••••• L•• | Former SEC adviser | Apr 9, 2015 | Dec 4, 2017 | no | PORT ARTHUR, TX|MCLEAN, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• O•• A•••••••• L•• | E•••••• A••••••• G••••• L•• | Dec 4, 2017 | Nov 17, 2025 | 2,905 | Firm change after gap | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Apr 25, 2013 | Mar 7, 2011 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Mar 7, 2011 | Apr 25, 2013 | no | HOUSTON, TX | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Mar 7, 2011 | Apr 25, 2013 | no | HOUSTON, TX | Previous registration |
| B•• F•••••••• A•••• M••••••••• I••• | Former SEC adviser | Apr 8, 2008 | Aug 28, 2008 | no | HOUSTON, TX | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Oct 30, 2003 | Mar 24, 2008 | no | HOUSTON, TX|Webster, TX | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 10, 2003 | Jun 3, 2003 | no | HOUSTON, TX | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jun 29, 2001 | Mar 10, 2003 | no | WEBSTER, TX | Previous registration |
| -780 |
| Firm change after gap |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Apr 25, 2013 | Mar 7, 2011 | -780 | Channel change | Other |
| B•• F•••••••• A•••• M••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Aug 28, 2008 | Mar 7, 2011 | 921 | Firm change after gap | Other |
| C•••••• S••••• • C••• I••• | B•• F•••••••• A•••• M••••••••• I••• | Mar 24, 2008 | Apr 8, 2008 | 15 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | C•••••• S••••• • C••• I••• | Jun 3, 2003 | Oct 30, 2003 | 149 | Firm change | Other |
| M••••• S•••••• D• I••• | M•• F•••••••• S•••••••• I••• | Mar 10, 2003 | Mar 10, 2003 | 0 | Firm change | Other |