DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

Alan Richard Cicora

Advisor at MORGAN STANLEY

Naples, FL | Sarasota, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8319a4b5-9940-027d-e938-177ef74a72d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 21, 2000
First registration: May 9, 2006
Dual registered: yes, broker-dealer
Other names: ALAN R. CICORA|ALAN R CICORA
IAPD individual key: 4064854

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 30, 2019	n/a	yes	Naples, FL\|Sarasota, FL\|Sarasota, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 26, 2013	Aug 12, 2019	no	SARASOTA, FL\|LAKEWOOD RANCH, FL\|VENICE, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 19, 2013	Jun 12, 2013	no	SARASOTA, FL\|LAKEWOOD RANCH, FL\|TAMPA, FL\|LAKEWOOD RANCH, FL\|VENICE, FL\|LAKEWOOD RANCH, FL\|LAKEWOOD RANCH, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Sep 7, 2011	Mar 20, 2013	no	LAKEWOOD RANCH, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 22, 2010	Jul 19, 2011	no	SARASOTA, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 12, 2009	Jan 6, 2010	no	SARASOTA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 9, 2007	Feb 4, 2009	no	SARASOTA, FL\|VENICE, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Nov 14, 2006	Oct 19, 2007	no	SARASOTA, FL\|SARASOTA, FL\|NORTH PORT, FL\|BRADENTON, FL	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	May 9, 2006	May 19, 2006	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	MORGAN STANLEY	Aug 12, 2019	Aug 30, 2019	18	Firm change	Wirehouse to wirehouse
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Jun 12, 2013	Jun 26, 2013	14	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	LPL FINANCIAL LLC	Mar 20, 2013	Mar 19, 2013	-1	Firm change	Other
STRATEGIC ADVISERS LLC	INDEPENDENT FINANCIAL PARTNERS	Jul 19, 2011	Sep 7, 2011	50	Firm change	Other
WELLS FARGO ADVISORS	STRATEGIC ADVISERS LLC	Jan 6, 2010	Feb 22, 2010	47	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Feb 4, 2009	Feb 12, 2009	8	Firm change	Wirehouse to wirehouse
FIFTH THIRD SECURITIES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 19, 2007	Oct 9, 2007	-10	Firm change	Other
AMERIPRISE ADVISOR SERVICES, INC.	FIFTH THIRD SECURITIES, INC.	May 19, 2006	Nov 14, 2006	179	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:149777:FL:2019-08-06	Aug 12, 2019	Aug 30, 2019	VENICE, FL	Firm change

Relationships

Registered with (8)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Aug 30, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 26, 2013 to Aug 12, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 19, 2013 to Jun 12, 2013factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Sep 7, 2011 to Mar 20, 2013factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 22, 2010 to Jul 19, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 9, 2007 to Feb 4, 2009factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 14, 2006 to Oct 19, 2007factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
May 9, 2006 to May 19, 2006factForm ADV

Dated events

No dated event names this entity yet.