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Registered advisor
A••• R•••••• C•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Alan R. Cicora
At current firm
7 y
since Aug 30, 2019
In the industry
26 y
since Jan 21, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 30, 2019 · Naples, Fl
- W•••• F•••• A••••••• wirehouseJun 26, 2013 to Aug 12, 2019 · Sarasota, Fl
- L•• F•••••••• L•• BD affiliatedMar 19, 2013 to Jun 12, 2013 · Sarasota, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedSep 7, 2011 to Mar 20, 2013 · Lakewood Ranch, Fl
- S•••••••• A••••••• L•• national BDFeb 22, 2010 to Jul 19, 2011 · Sarasota, Fl
- W•••• F•••• A••••••• wirehouseFeb 12, 2009 to Jan 6, 2010 · Sarasota, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 9, 2007 to Feb 4, 2009 · Sarasota, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedNov 14, 2006 to Oct 19, 2007 · Sarasota, Fl
- A••••••••• A•••••• S•••••••• I••• unclassifiedMay 9, 2006 to May 19, 2006 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Aug 12, 2019, registered Aug 30, 2019 (18 days) · Wirehouse to wirehouse · moved with a team
- L•• F•••••••• L•• to W•••• F•••• A•••••••left Jun 12, 2013, registered Jun 26, 2013 (14 days) · Other
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Mar 20, 2013, registered Mar 19, 2013 (-1 days) · Other
- S•••••••• A••••••• L•• to I••••••••• F•••••••• P•••••••left Jul 19, 2011, registered Sep 7, 2011 (50 days) · Other
- W•••• F•••• A••••••• to S•••••••• A••••••• L••left Jan 6, 2010, registered Feb 22, 2010 (47 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 4, 2009, registered Feb 12, 2009 (8 days) · Wirehouse to wirehouse
- F•••• T•••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 19, 2007, registered Oct 9, 2007 (-10 days) · Other
- A••••••••• A•••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left May 19, 2006, registered Nov 14, 2006 (179 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address