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Advisor at NEXT LEVEL PRIVATE LLC
HARRISON, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEXT LEVEL PRIVATE LLC | Independent wealth | Sep 3, 2021 | n/a | yes | HARRISON, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Nov 17, 2011 | Sep 14, 2021 | no | NEW YORK, NY|Purchase, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 17, 2004 | Nov 22, 2011 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | NEXT LEVEL PRIVATE LLC | Sep 14, 2021 | Sep 3, 2021 | -11 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 22, 2011 | Nov 17, 2011 | -5 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:313247:NY:2021-09-14 | Sep 14, 2021 | Sep 3, 2021 | PURCHASE, NY | Firm change |