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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

ROBERT PAUL IANNAZZO

Advisor at INVESTMARK ADVISORY GROUP LLC

SHELTON, CT | Shelton, CT

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Search this name across graphsid dfx:ria:8350a8a9-a164-3a7b-7bc7-4ebcf753f9b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 21, 1987 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INVESTMARK ADVISORY GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Jun 7, 1984
First registration: Dec 21, 1987
Dual registered: yes, broker-dealer
IAPD individual key: 1264630

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVESTMARK ADVISORY GROUP LLC	Independent wealth	Jul 21, 2026	n/a	yes	SHELTON, CT	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 13, 2019	n/a	yes	Shelton, CT	Current employment
INVESTMARK ADVISORY GROUP LLC	Independent wealth	Oct 3, 2019	Jun 24, 2020	no	SHELTON, CT	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 12, 2018	no	Fairfield, CT	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 14, 2008	Jun 1, 2009	no	FAIRFIELD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 21, 1987	Nov 18, 2008	no	FAIRFIELD, CT\|FAIRFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	COMMONWEALTH FINANCIAL NETWORK	Oct 12, 2018	Jun 13, 2019	244	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Nov 18, 2008	Nov 14, 2008	-4	Firm change	Other

Relationships

Registered with (5)

→ INVESTMARK ADVISORY GROUP LLCRegistered adviserregistration: previous registration
Oct 3, 2019 to Jun 24, 2020factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jun 13, 2019 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 12, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 14, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 21, 1987 to Nov 18, 2008factForm ADV

Dated events

No dated event names this entity yet.