DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Paul Iannazzo
Feed of 09/15/2026
At current firm
7 y
since Jun 13, 2019
In the industry
42 y
since Jun 7, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Investmark Advisory Group LLC independent RIA currentsince Jul 21, 2026 · Shelton, Ct
- Commonwealth Financial Network national BD currentsince Jun 13, 2019 · Shelton, Ct
- Investmark Advisory Group LLC independent RIAOct 3, 2019 to Jun 24, 2020 · Shelton, Ct
- Morgan Stanley wirehouseJun 1, 2009 to Oct 12, 2018 · Fairfield, Ct
- Morgan Stanley & Co. LLC unclassifiedNov 14, 2008 to Jun 1, 2009 · Fairfield, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 21, 1987 to Nov 18, 2008 · Fairfield, Ct
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Commonwealth Financial Networkleft Oct 12, 2018, registered Jun 13, 2019 (244 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley & Co. LLCleft Nov 18, 2008, registered Nov 14, 2008 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address