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Advisor at TRANSITION FINANCIAL ADVISORS GROUP, LLC
MONTVALE, NJ | GILBERT, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSITION FINANCIAL ADVISORS GROUP, LLC | Independent wealth | Nov 23, 2025 | n/a | yes | GILBERT, AZ|GILBERT, AZ|MONTVALE, NJ | Current employment |
| CARDINAL POINT WEALTH MANAGEMENT | Independent wealth | May 18, 2023 | Jul 31, 2025 | no | TORONTO, ON|Montvale, NJ | Previous registration |
| CARDINAL POINT WEALTH MANAGEMENT | Former SEC adviser | Nov 1, 2021 | Jul 12, 2022 | no | IRVINE, CA | Previous registration |
| CARDINAL POINT WEALTH MANAGEMENT, LLC | Former SEC adviser | Sep 15, 2017 | Nov 1, 2021 | no | IRVINE, CA|TORONTO, ON | Previous registration |
| CARDINAL POINT WEALTH MANAGEMENT | Independent wealth | Aug 31, 2017 | Jul 12, 2022 | no | Vancouver, BC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CARDINAL POINT WEALTH MANAGEMENT | TRANSITION FINANCIAL ADVISORS GROUP, LLC | Jul 31, 2025 | Nov 23, 2025 | 115 | Firm change | RIA to RIA |
| CARDINAL POINT WEALTH MANAGEMENT | CARDINAL POINT WEALTH MANAGEMENT, LLC | Jul 12, 2022 | Sep 15, 2017 | -1,761 | Channel change | Other |
| CARDINAL POINT WEALTH MANAGEMENT | CARDINAL POINT WEALTH MANAGEMENT | Jul 12, 2022 | May 18, 2023 | 310 | Channel change | RIA to RIA |
| CARDINAL POINT WEALTH MANAGEMENT, LLC | CARDINAL POINT WEALTH MANAGEMENT | Nov 1, 2021 | Nov 1, 2021 | 0 | Channel change | RIA to new firm |