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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Douglas Robert Lederer

Advisor at INTEGRITY ALLIANCE, LLC

Urbandale, IA | URBANDALE, IA

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Search this name across graphsid dfx:ria:835bdd3b-3840-9610-cce9-8c4f222e6cba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 18, 2019
First registration: Dec 10, 2019
Dual registered: yes, broker-dealer
Other names: Doug Lederer
IAPD individual key: 5798391

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Oct 20, 2025	n/a	yes	Urbandale, IA\|URBANDALE, IA	Current employment
LION STREET ADVISORS, LLC	Former SEC adviser	Aug 5, 2025	Nov 3, 2025	no	AUSTIN, TX	Previous registration
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Jan 24, 2023	Oct 16, 2024	no	Omaha, NE\|Topeka, KS	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 19, 2020	Jan 20, 2023	no	WEST DES MOINES, IA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 10, 2019	Mar 19, 2020	no	LA VISTA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LION STREET ADVISORS, LLC	INTEGRITY ALLIANCE, LLC	Nov 3, 2025	Oct 20, 2025	-14	Bulk transfer	Ibd to ibd
AE WEALTH MANAGEMENT, LLC	LION STREET ADVISORS, LLC	Oct 16, 2024	Aug 5, 2025	293	Firm change	RIA to ibd
CETERA ADVISOR NETWORKS LLC	AE WEALTH MANAGEMENT, LLC	Jan 20, 2023	Jan 24, 2023	4	Firm change	Ibd to ibd
SECURITIES AMERICA ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Mar 19, 2020	May 19, 2020	61	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Oct 20, 2025 to presentfactForm ADV
→ LION STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 5, 2025 to Nov 3, 2025factForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 24, 2023 to Oct 16, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 19, 2020 to Jan 20, 2023factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 10, 2019 to Mar 19, 2020factForm ADV

Dated events

Occurred
Oct 16, 2024
Advisor changed firm
Douglas Robert Lederer left Ae Wealth Management, Llc for Lion Street Advisors, Llc (registered 2025-08-05)
Form ADVobserved 6 days ago
Occurred
Jan 20, 2023
Advisor changed firm
Douglas Robert Lederer left Cetera Advisor Networks Llc for Ae Wealth Management, Llc (registered 2023-01-24)
Form ADVobserved 6 days ago