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Advisor at D.A. DAVIDSON & CO.
KALISPELL, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D.A. DAVIDSON & CO. | Independent wealth | Sep 23, 2024 | n/a | yes | KALISPELL, MT | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 23, 2017 | Feb 22, 2017 | no | Redmond, WA|Lake Oswego, OR | Previous registration |
| RUSSELL INVESTMENTS | Asset manager | Sep 6, 2013 | Sep 6, 2016 | no | SEATTLE, WA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Dec 1, 2009 | Aug 26, 2013 | no | SEATTLE, WA|SEATTLE, WA|Seattle, WA|Renton, WA|Bellevue, WA|Mercer Island, WA|Bellevue, WA|REDMOND, WA|SEATTLE, WA|Vashon, WA|TUKWILA, WA|Seattle, WA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Nov 17, 2009 | no | BELLEVUE, WA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Aug 8, 2003 | May 2, 2009 | no | SAMMAMISH, WA|BELLEVUE, WA|SAMMAMISH, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 7, 2002 | Jun 27, 2003 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | D.A. DAVIDSON & CO. | Feb 22, 2017 | Sep 23, 2024 | 2,770 | Firm change after gap | Ibd to RIA |
| RUSSELL INVESTMENTS | CHARLES SCHWAB & CO., INC. | Sep 6, 2016 | Jan 23, 2017 | 139 | Firm change | Other |
| U.S. BANCORP INVESTMENTS, INC. | RUSSELL INVESTMENTS | Aug 26, 2013 | Sep 6, 2013 | 11 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | U.S. BANCORP INVESTMENTS, INC. | Nov 17, 2009 | Dec 1, 2009 | 14 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WAMU INVESTMENTS, INC. | Jun 27, 2003 | Aug 8, 2003 | 42 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105734:5393:WA:2016-09-06 | Sep 6, 2016 | Jan 23, 2017 | SEATTLE, WA | Firm change |