DFX Intelligence

S••••• M••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

S••••• M••••••• L••••

Advisor at T••••••• W••••• L••

WINTER PARK, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• W••••• L••	Independent wealth	Mar 27, 2026	n/a	yes	WINTER PARK, FL	Current employment
C••• L••	Bd affiliated wealth	Jun 7, 2021	May 1, 2026	no	Orlando, FL\|Raleigh, NC\|OMAHA, NE\|Clifton Park, NY\|Winter Park, FL\|Monroe, LA\|Yorkville, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	T••••••• W••••• L••	May 1, 2026	Mar 27, 2026	-35	Firm change after gap	Ibd to new firm
H••••• C•••••• M••••••••• I••	C••• L••	Feb 10, 2020	Jun 7, 2021

Relationships

Registered with (5)

→ T••••••• W••••• L••Registered adviserregistration: current employment
Mar 27, 2026 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Jun 7, 2021 to May 1, 2026factForm ADV
→ H••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Nov 26, 2019 to Feb 10, 2020factForm ADV
→ D•• C•••••• M•••••••••

Dated events

Order

Occurred
1 May 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 13, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.