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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

DGS CAPITAL MANAGEMENT

DGS CAPITAL MANAGEMENT, LLC, CRD 281938

JERSEY CITY, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c91ef2da-983b-eb76-5974-5888cb8d69d3

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Apr 5, 2019 to Mar 30, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $1.1Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,141
Individual clients: 246
High net worth clients: 148
SEC number: 801-115241
CRD: 281938
Filings on the tape: 9
First filed: Apr 5, 2019
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, DE
Website: dgs.capital

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ASHISH SHARMA	Chartered Financial Analyst	JERSEY CITY, NJ	0	11	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SHARMA, ASHISH	MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	10/2015	Mar 30, 2026	Mar 30, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DGS CAPITAL MANAGEMENT PRIVATE LIMITED	n/a	Former SEC adviser	$0	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Gurgaon	n/a	India	3	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.1B	$1.1B	12	7	1	n/a	n/a
2024	Mar 31, 2025	$536M	$536M	8	4	1	n/a	n/a
2023	Mar 31, 2024	$447M	$447M	8	4	1	n/a	n/a
2022	Apr 6, 2023	$260M	$260M	8	4	1	n/a	n/a
2021	Apr 1, 2022	$251M	$251M	6	4	1	n/a	n/a
2020	Apr 2, 2021	$129M	$129M	6	4	1	n/a	n/a
2019	May 16, 2020	$154M	$154M	6	4	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$536M	96.8%	$260M	59.4%	12	8	1	1

Relationships

Registered with (3)

← ASHISH SHARMAAdvisorregistration: previous registration
May 7, 2025 to Dec 31, 2025factForm ADV
← Matthew James GomollAdvisorregistration: previous registration
Jan 6, 2020 to Apr 21, 2020factForm ADV
← Steven Mitchell LaskaAdvisorregistration: previous registration
Apr 26, 2018 to Dec 31, 2019factForm ADV

Affiliated with (2)

→ DGS CAPITAL MANAGEMENTRegistered adviserother investment adviser
factForm ADV
← DGS CAPITAL MANAGEMENTRegistered adviserother investment adviser
factForm ADV

Controls (1)

← SHARMA, ASHISHOwnerMANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 5, 2019 to Mar 31, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
Dgs Capital Management reported RAUM $1.1B, up 97% from $535.5M (2025-03-31 to 2026-03-30)
Form ADVobserved 3 days ago
$519M
Occurred
Mar 31, 2024
Regulatory AUM changed
Dgs Capital Management reported RAUM $446.7M, up 72% from $260.1M (2023-04-06 to 2024-03-31)
Form ADVobserved 3 days ago
$187M
Occurred
Apr 1, 2022
Regulatory AUM changed
Dgs Capital Management reported RAUM $250.7M, up 94% from $129.3M (2021-04-02 to 2022-04-01)
Form ADVobserved 3 days ago
$121M
Occurred
Apr 5, 2019
First Form ADV filing
Dgs Capital Management filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c91ef2da-983b-eb76-5974-5888cb8d69d3
First observed: Apr 5, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DGS CAPITAL MANAGEMENT

DGS CAPITAL MANAGEMENT, LLC, CRD 281938

JERSEY CITY, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c91ef2da-983b-eb76-5974-5888cb8d69d3

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:36 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ASHISH SHARMA

Chartered Financial Analyst

JERSEY CITY, NJ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SHARMA, ASHISH

MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER

yes

10/2015

Mar 30, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DGS CAPITAL MANAGEMENT PRIVATE LIMITED

n/a

Former SEC adviser

n/a

City

State

Country

Employees

Also broker-dealer

Gurgaon

n/a

India

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.1B

n/a

2024

Mar 31, 2025

$536M

n/a

2023

Mar 31, 2024

$447M

n/a

2022

Apr 6, 2023

$260M

n/a

2021

Apr 1, 2022

$251M

n/a

2020

Apr 2, 2021

$129M

n/a

2019

May 16, 2020

$154M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$536M

96.8%

$260M

59.4%