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RIA / WealthAdvisor35 years in industry

Donald Lloyd Williams

Advisor at PRIME CAPITAL FINANCIAL

OVERLAND PARK, KS | Tampa, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIME CAPITAL FINANCIAL
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 27, 1991
First registration: Jul 8, 2004
Dual registered: no
Other names: DON WILLIAMS|DONALD LLOYD WILLIAMS|DONALD LLOYD WILLIAMS
IAPD individual key: 1950478

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIME CAPITAL FINANCIAL	Mixed wealth	Apr 30, 2019	n/a	yes	OVERLAND PARK, KS\|Tampa, FL	Current employment
EDELMAN FINANCIAL ENGINES	Independent wealth	Oct 6, 2016	May 23, 2019	no	TAMPA, FL\|SANTA CLARA, CA	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jul 2, 2015	Dec 1, 2016	no	TAMPA, FL\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	n/a	Mar 19, 2012	Feb 18, 2015	no	JACKSONVILLE, FL	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Nov 28, 2011	Sep 2, 2015	no	OVERLAND PARK, KS\|BRANDON, FL	Previous registration
THE MUTUAL FUND STORE	n/a	Nov 6, 2008	Nov 23, 2011	no	UNIVERSITY PARK, FL	Previous registration
THE MUTUAL FUND STORE	n/a	Mar 15, 2006	Nov 30, 2011	no	BRANDON, FL	Previous registration
YCS ASSET MANAGEMENT, INC.	n/a	Jul 13, 2004	Jan 24, 2006	no	BETHLEHEM, PA	Previous registration
CORNERSTONE INSTITUTIONAL INVESTORS, LLC	Former SEC adviser	Jul 8, 2004	Jan 24, 2006	no	BETHLEHEM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDELMAN FINANCIAL ENGINES	PRIME CAPITAL FINANCIAL	May 23, 2019	Apr 30, 2019	-23	Firm change	Other
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Dec 1, 2016	Oct 6, 2016	-56	Bulk transfer	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Sep 2, 2015	Mar 19, 2012	-1,262	Firm change after gap	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Feb 18, 2015	Jul 2, 2015	134	Firm change	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Nov 30, 2011	Nov 6, 2008	-1,119	Firm change after gap	Other
THE MUTUAL FUND STORE	THE MUTUAL FUND STORE	Nov 23, 2011	Nov 28, 2011	5	Firm change	Other
YCS ASSET MANAGEMENT, INC.	THE MUTUAL FUND STORE	Jan 24, 2006	Mar 15, 2006	50	Firm change	Other
CORNERSTONE INSTITUTIONAL INVESTORS, LLC	YCS ASSET MANAGEMENT, INC.	Jan 24, 2006	Jul 13, 2004	-560	Firm change after gap	Other

Relationships

Registered with (7)

→ PRIME CAPITAL FINANCIALRegistered adviserregistration: current employment
Apr 30, 2019 to presentfactForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Oct 6, 2016 to May 23, 2019factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jul 2, 2015 to Dec 1, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Nov 28, 2011 to Sep 2, 2015factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Mar 19, 2012 to Feb 18, 2015factForm ADV
→ YCS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 13, 2004 to Jan 24, 2006factForm ADV
→ CORNERSTONE INSTITUTIONAL INVESTORS, LLCRegistered adviserregistration: previous registration
Jul 8, 2004 to Jan 24, 2006factForm ADV

Dated events

No dated event names this entity yet.