RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•••• W•••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Apr 30, 2019 · Overland Park, Ks
- E•••••• F•••••••• E•••••• independent RIAOct 6, 2016 to May 23, 2019 · Tampa, Fl
- F•••••••• E•••••• A•••••• C•••••• L•• formerJul 2, 2015 to Dec 1, 2016 · Tampa, Fl
- T•• M••••• F••• S•••• unclassifiedMar 19, 2012 to Feb 18, 2015 · Jacksonville, Fl
- T•• M••••• F••• S•••• formerNov 28, 2011 to Sep 2, 2015 · Overland Park, Ks
- T•• M••••• F••• S•••• unclassifiedNov 6, 2008 to Nov 23, 2011 · University Park, Fl
- T•• M••••• F••• S•••• unclassifiedMar 15, 2006 to Nov 30, 2011 · Brandon, Fl
- Y•• A•••• M••••••••• I••• unclassifiedJul 13, 2004 to Jan 24, 2006 · Bethlehem, Pa
- C••••••••• I••••••••• I••••••••• L•• formerJul 8, 2004 to Jan 24, 2006 · Bethlehem, Pa
- E•••••• F•••••••• E•••••• to P•••• C•••••• F••••••••left May 23, 2019, registered Apr 30, 2019 (-23 days) · Other
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Dec 1, 2016, registered Oct 6, 2016 (-56 days) · corporate re-registration, not a move
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Sep 2, 2015, registered Mar 19, 2012 (-1262 days) · Other
- T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••left Feb 18, 2015, registered Jul 2, 2015 (134 days) · Other
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Nov 30, 2011, registered Nov 6, 2008 (-1119 days) · Other
- T•• M••••• F••• S•••• to T•• M••••• F••• S••••left Nov 23, 2011, registered Nov 28, 2011 (5 days) · Other
- Y•• A•••• M••••••••• I••• to T•• M••••• F••• S••••left Jan 24, 2006, registered Mar 15, 2006 (50 days) · Other
- C••••••••• I••••••••• I••••••••• L•• to Y•• A•••• M••••••••• I•••left Jan 24, 2006, registered Jul 13, 2004 (-560 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address