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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Naim Cukovic

Advisor at SANTANDER SECURITIES

Boston, MA | Salem, NH

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Search this name across graphsid dfx:ria:839bb17e-bde7-46e3-f36a-7c1cfe7932bc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 18, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 28, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Oct 28, 1998
First registration: Jun 18, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2910659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Jun 24, 2026	n/a	yes	Boston, MA\|Salem, NH	Current employment
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Nov 5, 2021	Jun 25, 2026	no	NEW YORK, NY\|Concord, NH\|HARTFORD, CT\|Springfield, MA\|Portsmouth, NH\|Portsmouth, NH	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jun 23, 2008	Dec 31, 2020	no	NEW YORK, NY\|NEW YORK, NY\|SHORT HILLS, NJ\|PALM BEACH, FL\|SHORT HILLS, NJ\|SHORTH HILLS, NJ\|NEW YORK, NY\|SHORT HILLS, NJ\|SHORT HILLS, NJ\|PISCATAWAY, NJ\|RAMSEY, NJ\|CLIFFSIDE PARK, NJ\|SHORT HILLS, NJ\|NEW YORK, NY\|NEW YORK, NY\|MANCHESTER, NH\|PROVIDENCE, RI\|PORTSMOUTH, NH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 18, 2004	Jan 11, 2021	no	NEW YORK, NY\|PISCATAWAY, NJ\|BOSTON, MA\|NEW YORK, NY\|SHORT HILLS, NJ\|Tequesta, FL\|SHORT HILLS, NJ\|SHORT HILLS, NJ\|NEW YORK, NY\|SHORT HILLS, NJ\|NEW YORK, NY\|SHORT HILLS, NJ\|NEW YORK, NY\|PISCATAWAY, NJ\|RAMSEY, NJ\|CLIFFSIDE PARK, NJ\|SHORT HILLS, NJ\|OMAHA, NE\|NEW YORK, NY\|SHORT HILLS, NJ\|Bedford, NH\|Providence, RI\|Portsmouth, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD PRIVATE CLIENT WEALTH LLC	SANTANDER SECURITIES	Jun 25, 2026	Jun 24, 2026	-1	Firm change	Ibd to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 11, 2021	Jun 23, 2008	-4,585	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD PRIVATE CLIENT WEALTH LLC	Dec 31, 2020	Nov 5, 2021	309	Firm change	RIA to ibd

Relationships

Registered with (4)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Jun 24, 2026 to presentfactForm ADV
→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: previous registration
Nov 5, 2021 to Jun 25, 2026factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 18, 2004 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 23, 2008 to Dec 31, 2020factForm ADV

Dated events

Occurred
Jun 25, 2026
Advisor changed firm
Naim Cukovic left Td Private Client Wealth Llc for Santander Securities (registered 2026-06-24)
Form ADVobserved 6 days ago