This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHERN TRUST SECURITIES, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S66

First exam

Jun 22, 2016

First registration

Jun 23, 2016

Dual registered

yes, broker-dealer

Other names

MATTHEW KLINE|MATTHEW R KLINE|Matt Kline

IAPD individual key

6626858

• Occurred

  Jun 18, 2024
  Advisor changed firm

  Matthew Richard Kline left Texas Capital Bank Private Wealth Advisors for Northern Trust Securities, Inc (registered 2026-04-01)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:83d13f8e-a03d-837e-ff51-040739ba7f26

First observed

Jun 23, 2016

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.