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RIA / WealthAdvisor26 years in industry

MATTHEW DAVID FRIEDRICHSEN

Advisor at CWM, LLC

West Des Moines, IA | OMAHA, NE

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Search this name across graphsid dfx:ria:83da6381-dcbf-aa72-314c-d5789569d140

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 3, 1999
First registration: Jan 11, 2005
Dual registered: no
Other names: MATT FRIEDRICHSEN
IAPD individual key: 4027806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	Jan 4, 2019	n/a	yes	West Des Moines, IA\|OMAHA, NE	Current employment
WELLS FARGO ADVISORS	Wirehouse	Sep 8, 2014	Jan 8, 2019	no	WEST DES MOINES, IA\|CLIVE, IA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Aug 31, 2011	Sep 15, 2014	no	CULVER CITY, CA\|WEST DES MOINES, IA	Previous registration
COMMERCE WEALTH ADVISERS, LLC	Former SEC adviser	Feb 19, 2009	Aug 22, 2011	no	JOHNSTON, IA	Previous registration
DEWAAY CAPITAL MANAGEMENT	Former SEC adviser	Jul 5, 2007	Feb 20, 2009	no	WEST DES MOINES, IA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 11, 2005	Jul 2, 2007	no	DES MOINES, IA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CWM, LLC	Jan 8, 2019	Jan 4, 2019	-4	Firm change	Wirehouse to RIA
CETERA ADVISOR NETWORKS LLC	WELLS FARGO ADVISORS	Sep 15, 2014	Sep 8, 2014	-7	Firm change	Other
COMMERCE WEALTH ADVISERS, LLC	CETERA ADVISOR NETWORKS LLC	Aug 22, 2011	Aug 31, 2011	9	Firm change	Other
DEWAAY CAPITAL MANAGEMENT	COMMERCE WEALTH ADVISERS, LLC	Feb 20, 2009	Feb 19, 2009	-1	Firm change	Other
PRINCIPAL SECURITIES, INC.	DEWAAY CAPITAL MANAGEMENT	Jul 2, 2007	Jul 5, 2007	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:155344:IA:2019-01-08	Jan 8, 2019	Jan 4, 2019	CLIVE, IA	Firm change

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
Jan 4, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 8, 2014 to Jan 8, 2019factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Aug 31, 2011 to Sep 15, 2014factForm ADV
→ COMMERCE WEALTH ADVISERS, LLCRegistered adviserregistration: previous registration
Feb 19, 2009 to Aug 22, 2011factForm ADV
→ DEWAAY CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jul 5, 2007 to Feb 20, 2009factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Jan 11, 2005 to Jul 2, 2007factForm ADV

Dated events

No dated event names this entity yet.