DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew David Friedrichsen
Feed of 09/14/2026
Also filed as Matt Friedrichsen
At current firm
7 y
since Jan 4, 2019
In the industry
26 y
since Dec 3, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Jan 4, 2019 · West Des Moines, Ia
- Wells Fargo Advisors wirehouseSep 8, 2014 to Jan 8, 2019 · West Des Moines, Ia
- Cetera Advisor Networks LLC formerAug 31, 2011 to Sep 15, 2014 · Culver City, Ca
- Commerce Wealth Advisers, LLC formerFeb 19, 2009 to Aug 22, 2011 · Johnston, Ia
- Dewaay Capital Management formerJul 5, 2007 to Feb 20, 2009 · West Des Moines, Ia
- Principal Securities, Inc. BD affiliatedJan 11, 2005 to Jul 2, 2007 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Cwm, LLCleft Jan 8, 2019, registered Jan 4, 2019 (-4 days) · Wirehouse to independent RIA · moved with a team
- Cetera Advisor Networks LLC to Wells Fargo Advisorsleft Sep 15, 2014, registered Sep 8, 2014 (-7 days) · Other
- Commerce Wealth Advisers, LLC to Cetera Advisor Networks LLCleft Aug 22, 2011, registered Aug 31, 2011 (9 days) · Other
- Dewaay Capital Management to Commerce Wealth Advisers, LLCleft Feb 20, 2009, registered Feb 19, 2009 (-1 days) · Other
- Principal Securities, Inc. to Dewaay Capital Managementleft Jul 2, 2007, registered Jul 5, 2007 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address